Broker-dealer lawyer Steffen Hemmerich joins Mayer Brown
01/25/2022
Broker-dealer lawyer Steffen Hemmerich joins Mayer Brown
Mayer Brown announced today that Steffen Hemmerich has joined the firm as a partner in its New York office. He will be a member of the firm’s Financial Services Regulatory & Enforcement practice.
Mr. Hemmerich’s practice focuses on advising domestic and international investment banks and financial institutions on broker-dealer regulatory and transactional matters, including federal and state broker-dealer regulatory matters and self-regulatory organization (“SRO”) matters, registration/formation of broker-dealers, including structural advice, and SRO membership (FINRA, exchanges and clearing agencies), material changes in business operations/business expansions, merger & acquisition and restructuring transactions, business transfers/consolidations, registration and qualification of personnel (state/SRO), custody arrangements with domestic and foreign custodians, and books & records and regulatory reporting requirements.
Mr. Hemmerich also advises financial services firms and fintech companies on securities and broker-dealer regulatory matters relating to digital assets and blockchain technology, including business expansions, broker-dealer registration and custody issues.
Broker-dealer lawyer Steffen Hemmerich joins Mayer Brown
Mr. Hemmerich’s practice focuses on advising domestic and international investment banks and financial institutions on broker-dealer regulatory and transactional matters, including federal and state broker-dealer regulatory matters and self-regulatory organization (“SRO”) matters, registration/formation of broker-dealers, including structural advice, and SRO membership (FINRA, exchanges and clearing agencies), material changes in business operations/business expansions, merger & acquisition and restructuring transactions, business transfers/consolidations, registration and qualification of personnel (state/SRO), custody arrangements with domestic and foreign custodians, and books & records and regulatory reporting requirements.
Mr. Hemmerich also advises financial services firms and fintech companies on securities and broker-dealer regulatory matters relating to digital assets and blockchain technology, including business expansions, broker-dealer registration and custody issues.
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