Closed-End Funds Associate Attorney

A law firm in New York City is currently seeking a Closed-End Funds Associate Attorney with a focus on the Investment Company Act and Investment Advisers Act. The ideal candidate should possess significant expertise in closed-end investment companies, particularly listed funds, and should be knowledgeable about the rules that apply to them under federal securities laws and relevant exchanges. Experience with exchange-traded funds, variable insurance products, business development companies, investment advisers, and/or commodities work is considered a plus. Preference will be given to candidates with large law firms, in-house, or regulatory agency experience.

Duties:

• Provide legal advice and guidance on matters related to closed-end investment companies.
• Navigate the rules and regulations under the Investment Company Act and Investment Advisers Act.
• Ensure compliance with federal securities laws and the rules of relevant exchanges.
• Handle legal matters related to exchange-traded funds, variable insurance products, business development companies, investment advisers, and commodities work.
• Collaborate with internal teams and clients to address legal issues.

Requirements:

• Juris Doctor (J.D.) degree from an accredited law school.
• Admission to the Bar in the relevant jurisdiction.
• 5+ years of experience working with registered investment companies, particularly closed-end investment companies.
• Knowledge of the Investment Company Act and Investment Advisers Act.
• Significant expertise in closed-end investment companies and applicable federal securities laws.
• Experience with exchange-traded funds, variable insurance products, business development companies, investment advisers, and/or commodities work (preferred).
• Large law firm, in-house, or regulatory agency experience (preferred).

Skills:

• In-depth knowledge of the Investment Company Act and Investment Advisers Act.
• Significant expertise in closed-end investment companies, particularly listed funds.
• Strong understanding of federal securities laws and relevant exchange rules.
• Experience in related areas such as exchange-traded funds, variable insurance products, business development companies, investment advisers, and commodities (preferred).
• Excellent analytical and problem-solving skills.
• Effective communication and collaboration skills.

A recent merger has put this firm on the map on a global scale, although the firm's reputation is rather regional. Very much substance over form, this firm boasts international clientele and a sizable New York office without much fanfare of notoriety. We like this firm because, with a the headquarters in a smaller legal market, the philosophy of the firm is more lifestyle oriented than some of the large New York firms. Although associates won't get as many oohs and ahs after pulling out their business card, the sophistication of work and glamour factor with the international clientele competes with some of the big New York shops. For associates willing to forgo a bit in salary, the more than adequate New York office is the best of both worlds in terms of work and lifestyle.