Corporate (Securities) Attorney

Job Title:
Corporate Securities Attorney

Job Overview:
A prominent law firm in Boulder, CO, seeks an experienced Corporate Securities Attorney with 5-12 years of relevant background. The role involves handling filings with regulatory authorities, including the SEC, FINRA, NYSE, Nasdaq, and OTC Markets Group. Ideal candidates will demonstrate meticulous attention to detail, robust securities law expertise, and outstanding communication capabilities. Candidates must be licensed to practice in Colorado or qualify for admission without examination.

Duties:

• Prepare and review filings for the Securities and Exchange Commission (SEC), FINRA, NYSE, Nasdaq, and OTC Markets Group.

• Advise corporate clients on securities law compliance and disclosure obligations.

• Draft, edit, and submit required regulatory documentation for public offerings, private placements, and other securities transactions.

• Collaborate with corporate teams to ensure compliance with evolving securities regulations.

• Research and interpret complex securities regulations and guidance.

• Support mergers, acquisitions, and other corporate transactions from a securities compliance perspective.

• Maintain active communication with clients, regulators, and internal stakeholders.

• Participate in strategic planning related to public company governance and securities compliance.

Requirements:

• 5-12 years of demonstrated experience in securities law and regulatory compliance.

• Strong proficiency in preparing and submitting filings with the SEC, FINRA, NYSE, Nasdaq, and OTC Markets Group.

• Exceptional attention to detail, organizational abilities, and analytical skills.

• Excellent verbal and written communication skills.

• Ability to work independently while also contributing to collaborative team efforts.

• Strong professional judgment and problem-solving aptitude.

Education:

• Juris Doctor (J.D.) degree from an accredited law school.

Certifications:

• Admission to the Colorado State Bar or eligibility for admission without examination.

Skills:

• Expertise in securities regulations and public company reporting obligations.

• Proficiency in legal research, analysis, and drafting complex documentation.

• Effective interpersonal skills to liaise with clients and regulatory bodies.

• Ability to manage multiple projects efficiently under tight deadlines.

• Strong business acumen and a proactive client-service orientation.

• Adaptability to changing laws, regulations, and client needs.

Job Location:

• Boulder, CO

Benefits:

• Comprehensive health insurance with optional HSA/FSA plans.

• Dental and vision care coverage.

• Short-term and long-term disability insurance.

• Life insurance benefits.

• 401(k) retirement plan participation.

• Paid vacation and sick leave.

• Parking or public transportation allowance.

• Employee Assistance Program (EAP).

• Opportunities for annual discretionary bonuses.

• Career advancement in a collaborative and growth-focused environment.