1940 Act Attorney

Job Overview:
A law firm is seeking a transactional/regulatory attorney with expertise in the 1940 Act, including the Investment Advisers Act (IAA) and the Investment Company Act (ICA). This position will focus on market regulation and offer a flexible work environment. It is an excellent opportunity for a partner or counsel-level candidate looking to supplement their book of business or someone seeking a part-time position. Remote work is available depending on jurisdiction, and candidates from all locations are encouraged to apply.

Location:

• Boston, MA

Duties:

• Focus on transactional and regulatory matters related to the 1940 Act, including IAA and ICA.
• Provide legal counsel on market regulation, compliance, and relevant corporate governance matters.
• Draft and review documents related to regulatory compliance.
• Advise clients on investment advisory and investment company matters.
• Manage complex regulatory matters related to the 1940 Act and its implications.
• Ability to work independently and manage client relationships.

Requirements:

• Substantial expertise in the 1940 Act, including the IAA and ICA.
• Prior experience working for the SEC or a law firm specializing in this area is preferred.
• Strong background in transactional and regulatory legal matters.
• Ability to manage complex regulatory work independently.
• Excellent communication skills and ability to engage with clients effectively.

Education:

• Juris Doctor (J.D.) degree from an accredited law school.

Certifications:

• Admission to the state bar, with preference for candidates admitted in relevant jurisdictions.

Skills:

• In-depth knowledge of the 1940 Act, including the IAA and ICA.
• Strong regulatory and transactional experience.
• Excellent written and verbal communication skills.
• Ability to manage complex legal matters and provide proactive guidance.
• Strong client management and relationship-building abilities.

Benefits:

• Flexible work environment, including remote work options.
• Opportunity for part-time work or business supplement for candidates with existing books of business.
• Access to a nationally recognized corporate practice in a large national law firm.

A boutique law firm with offices in Washington DC, Boston, Los Angeles, New York City and San Francisco, it specializes in bankruptcy and financial restructuring, complex Litigation, Copyright, Government Contracts, Immigration, International Arbitration and Dispute Resolution, Patent, and Labor and Employment. The firm has a team of over 430 attorneys. The firm has consistently acquired a perfect score in the Corporate Equality Index by the Human Rights Campaign.