Registered Funds Associate Attorney

Job Title: Registered Funds Associate Attorney

Job Overview:
A prominent law firm based in Boston, MA, is seeking a mid-level associate attorney with specialized experience in matters involving registered investment companies. This opportunity offers a chance to join a highly regarded practice representing a diverse array of asset managers and investment firms, from emerging ventures to large-scale global institutions. The team provides sophisticated guidance on regulatory and compliance matters, with a longstanding reputation for leadership and innovation in the financial services legal sector.

Duties:

• Advise on the structuring, registration, and compliance obligations of investment products governed by federal securities laws

• Draft and review offering documents, board materials, and regulatory filings related to mutual funds, ETFs, BDCs, and other registered products

• Analyze and interpret the Investment Company Act of 1940 and the Investment Advisers Act of 1940

• Provide strategic counsel to clients on regulatory developments affecting investment vehicles and financial markets

• Support transactions and product development initiatives across a range of fund types

• Collaborate with interdisciplinary teams, including tax, ERISA, and litigation colleagues as needed

Requirements:

• 3-6 years of experience working on legal matters related to registered funds and investment management

• Strong working knowledge of the Investment Company Act and the Investment Advisers Act

• Background in representing or advising investment advisers, business development companies, or variable insurance products is highly advantageous

• Prior work with exchange-traded funds and commodities-related regulatory matters considered a plus

• Experience gained in a large law firm, financial institution, or government/regulatory agency preferred

Education:

• Juris Doctor (J.D.) from an accredited law school

Certifications:

• Admission to practice in at least one U.S. jurisdiction; Massachusetts Bar admission or eligibility to waive in preferred

Skills:

• Demonstrated ability to manage complex regulatory issues with precision and sound judgment

• Strong legal research and drafting skills

• Ability to work efficiently both independently and within team-oriented environments

• Excellent verbal and written communication skills

• Familiarity with evolving trends in investment regulation and fund governance

Job Location:

• Boston, MA

This global firm wants to be known for his cutting edge attitude about doing law in the Millenium. Are they there yet? We're not sure that they are quite ready to live up to the hype, but we are impressed with the lawyers in this office. With impressive pedigree and a particularly good banking section, the Boston office offers a great working environment, with all of the perks of an international practice. While not being at the center of this firm's operations makes it somewhat difficult to predict partnership promotion, the firm's partners in this office make the Boston office quite livable.