Registered Funds Associate Attorney

Job Title: Registered Funds Associate Attorney

Job Overview:
A distinguished law firm based in San Francisco, CA, is seeking a mid-level associate to join its asset management and investment fund regulatory practice. This opportunity is ideal for a candidate with hands-on experience navigating the legal framework applicable to registered investment companies, including the Investment Company Act and the Investment Advisers Act. The role involves working with a wide spectrum of clients, from emerging boutique asset managers to major global financial institutions, advising on product structuring, compliance, and regulatory matters related to investment vehicles and advisory services.

Duties:

• Advise clients on regulatory compliance under the Investment Company Act of 1940 and the Investment Advisers Act of 1940

• Assist with structuring, formation, registration, and ongoing operations of investment companies, including mutual funds and ETFs

• Draft and review fund-related documents such as registration statements, shareholder communications, advisory contracts, and board materials

• Support legal matters involving variable insurance products, business development companies, and commodity-related investment products

• Liaise with regulatory agencies, including the SE,C regarding filings and compliance reviews

• Provide strategic advice on governance, disclosure, and legal risk mitigation for asset management clients

• Contribute to client training, internal knowledge sharing, and thought leadership on emerging legal trends in the investment funds sector

Requirements:

• 3-6 years of focused experience working with registered investment companies

• Solid understanding of the Investment Company Act and Investment Advisers Act

• Background in a large law firm, financial institution, or regulatory body preferred

• Experience with ETFs, insurance-dedicated funds, BDCs, and/or commodity-linked investments is considered a strong asset

• Strong legal research, drafting, and communication skills

• Demonstrated ability to manage complex projects and client relationships independently

Education:

• Juris Doctor (J.D.) from an accredited U.S. law school

Certifications:

• Active membership in the California Bar (must be in good standing)

Skills:

• Deep familiarity with federal securities laws governing investment products

• Strong analytical and problem-solving abilities

• Clear and persuasive written and verbal communication

• Client-centric mindset with attention to responsiveness and quality

• Ability to navigate regulatory changes and industry developments

Job Location:

• San Francisco, CA

This multipractice, international firm has more than 700 lawyers across 11 U.S. and European offices. It offers services in more than 30 practice areas and industry concentrations. The San Francisco office is one of the smaller offices, but it is growing and very important to the success of the entire firm. Compensation and billable hours requirements are on a level with other firms of this size.