Registered Funds Associate

Job Overview

A law firm seeks a Registered Funds Associate to join its Financial Services group in New York. The ideal candidate will have 3-6 years of experience working with registered investment companies and a strong understanding of relevant regulations.

Duties

• Advise clients on compliance with the Investment Company Act and Investment Advisers Act.
• Collaborate with financial services firms, asset managers, and investment funds.
• Assist in the development and management of investment products.
• Conduct legal research and analysis on regulatory matters.

Requirements

• 3-6 years of experience with registered investment companies.
• Knowledge of the Investment Company Act and Investment Advisers Act.
• Experience with exchange-traded funds, variable insurance products, or business development companies is a plus.
• Large law firm, in-house, or regulatory agency experience preferred.

Education

• Juris Doctor (JD) degree from an accredited law school.

Certifications

• Admission to the New York State Bar.

Skills

• Strong analytical and research skills.
• Excellent written and verbal communication abilities.
• Ability to work collaboratively in a team environment.

Benefits

• Comprehensive health insurance.
• Retirement savings plan.
• Professional development opportunities.

A recent merger has put this firm on the map on a global scale, although the firm's reputation is rather regional. Very much substance over form, this firm boasts international clientele and a sizable New York office without much fanfare of notoriety. We like this firm because, with a the headquarters in a smaller legal market, the philosophy of the firm is more lifestyle oriented than some of the large New York firms. Although associates won't get as many oohs and ahs after pulling out their business card, the sophistication of work and glamour factor with the international clientele competes with some of the big New York shops. For associates willing to forgo a bit in salary, the more than adequate New York office is the best of both worlds in terms of work and lifestyle.