Securities Enforcement Counsel

A law firm seeks a Counsel-level attorney to join its esteemed and expanding Securities Enforcement practice group. This role involves representing a diverse range of clients, including corporations, financial market participants, and individuals, in regulatory enforcement matters and high-stakes investigations. The position offers an opportunity to work on cutting-edge legal issues in a collaborative and high-performing team environment.

Duties

• Represent clients in regulatory enforcement matters involving the SEC, DOJ, PCAOB, and other government entities.
• Handle cases related to public company financial reporting, disclosure, and auditor liability.
• Provide counsel to broker-dealers, registered investment advisers, and other securities market participants.
• Participate in audit committee and internal investigations, providing strategic legal advice.
• Serve as the Independent Compliance Consultant or Monitor in regulatory resolutions with the SEC and DOJ.
• Prepare persuasive legal documents, including memoranda, motions, and briefs, tailored to complex securities enforcement issues.
• Collaborate closely with clients and cross-functional teams to ensure effective representation and compliance with regulatory requirements.

Requirements

• At least 5–6 years of post-J.D. experience in securities enforcement and related matters.
• Proven track record of representing clients in enforcement proceedings before the SEC, DOJ, and similar regulators.
• Exceptional legal writing and oral advocacy skills.
• Ability to manage significant case responsibilities while collaborating effectively with a dynamic team.

Education

• Juris Doctor (J.D.) degree from a recognized and accredited law school.

Certifications

• Active license to practice law in at least one U.S. jurisdiction.

Skills

• Strong analytical and strategic problem-solving abilities.
• Expertise in securities laws and regulations.
• Highly effective written and verbal communication skills.
• Ability to manage multiple, complex matters simultaneously.
• Commitment to professionalism, attention to detail, and high ethical standards.

Benefits

• Comprehensive benefits package, including health, dental, and vision insurance.
• Opportunities for professional development and career growth.

Triply blessed with strong litigation and government affairs practices, this DC firm is best known for its tax practice. Regarded in DC as one of the premier home-grown and mid-sized firms around, these lawyers are polished and well-pedigreed, offering clients 5-star service. Should you decide to join this firm, leave your socializing for the end of the day, as the attorneys here take a strictly business, no-nonesense approach to the representation of a diverse international clientele.