Regulatory and Securities Attorney Job in San Diego, CA Near Me - 288534 | BCGSearch.com

Regulatory and Securities Attorney

Type Full-Time

Location California - San Diego

Job ID DSEN288534

Experience Level Midlevel Associate

Job Experience Min. 5 Years

Ranking 3 : Mostly Business $$$

Estimated Salary Lower than Highest Salary Band in Market (Varies by Firm)

Practice Areas Corporate - Private EquityInsurance - Regulatory & Compliance

2025-04-24 02:10:24

San Diego office of a BCG Attorney Search Top Ranked Law Firm seeks regulatory and securities attorney with 5+ years of securities law experience in SEC and FINRA regulatory matters. The candidate will advise clients on SEC regulatory and securities issues and provide counsel on unique and complex legal issues. Will be responsible for providing advice and trusted counsel to clients and will collaborate with the growing firm to help build on the company’s success. Be a key team player for servicing clients, including investment advisers, broker-dealers, private fund advisers, investment companies, corporations, and individuals. Extensive knowledge of regulations governing the financial industry is required as is experienced in corporate law matters and assisting with mergers and acquisitions, regulatory exams, and corporate strategic advisement. Must have Admission to the State Bar of CA, TX, FL, or NY. Extensive knowledge of the Investment Advisers Act of 1940, FINRA Rules, and the Investment Company Act of 1940 is essential. Growing book of business with the ability to drive new business needed. Strong writing, communications and negotiation skills are essential.

Focusing on security law and corporate counsel services, this California based firm represents various professionals, banks, corporations, and other clients from the financial industry, nationwide and internationally. By providing strategic solutions to each client's legal issue, the firm develops a long-term relationship with them. Working collectively, the team of attorneys achieves the best possible outcomes on behalf of clients. This woman-owned law firm is dedicated to diversity, inclusion, and equality. Being change-makers in this world, the firm is committed to putting time, effort, and resources into charities and communities. The highly experienced attorneys frequently write and speak at numerous legal events and conferences.

Your information will not be forwarded to any employers at this time. A recruiter will contact you with more information once our internal review of your resume is completed.

Similar Jobs Near Me

View All Listings

Senior Litigation Associate Attorney

 California - San Diego

Job Title: Senior Litigation Associate Attorney Job Location: San Diego, CA Job Overview: A well-established law firm located in San Diego, CA, is seeking an experienced Senior Litigation Associate Attorney with over 10 years of expertise in civil litigation. The firm specializes in business litigation, corporate law, and real estate development, o....

View Job Post

Mid-Level Tax Associate

 California - San Diego

Job Overview: A prominent law firm with a strong national and regional presence is seeking a Mid-Level Tax Associate with 3–5 years of experience to join its growing Corporate team. This role is ideal for an attorney with a background in federal tax matters and a passion for transactional work, particularly in industries such as energy, techn....

View Job Post

Mid-Level to Senior Project Finance Associate Attorney

 California - San Diego

Job Overview A prominent law firm is seeking a mid to senior-level Project Finance Associate to join its Project & Energy group. This role will focus on energy transition financing, offering the opportunity to work on internationally recognized deals involving the financing of renewable energy projects. The position can be based at multiple off....

View Job Post