CFTC Regulatory Associate

Job Overview

A law firm seeks an Associate with significant experience in Commodity Futures Trading Commission (CFTC) regulatory matters for their Los Angeles, CA office. The successful candidate will advise clients on compliance with the Commodity Exchange Act (CEA) and CFTC Regulations, engage with emerging markets, including digital currency, and collaborate on cross-disciplinary matters.

Duties

• Conduct legal research and draft memoranda on CEA and CFTC Regulations.
• Review and analyze business models for compliance with CEA and Regulations.
• Engage with emerging markets, especially digital currency.
• Prepare regulatory filings, including DCM, DCO, FCM, IB, SD registration documents, and no-action letters.
• Collaborate on transactional, gaming, and litigation matters.
• Participate in client meetings and pitches.

Requirements

• At least 3 years of direct CFTC and CEA experience.
• Experience with DCM compliance issues, including prediction markets.
• Fluency in digital currency regulatory matters.
• Strong research, writing, and analytical skills.
• Ability to manage multiple assignments in a fast-paced environment.
• Excellent communication skills and eagerness to learn.
• Membership to the State Bar of the state in which the candidate expects to be located is required.
• Experience with SEC regulations valued, but not required.

Education

• Juris Doctor (J.D.) degree.

Certifications

• Membership to the State Bar.

Skills

• Strong analytical and problem-solving skills.
• Excellent written and verbal communication.
• Ability to work collaboratively in a team environment.

Benefits

• Comprehensive health benefits including medical, dental, and vision.
• Mental well-being programs.
• Child, family, elder, and pet care benefits.
• Short- and long-term disability and parental leave benefits.
• Health savings account contributions and flexible spending accounts.
• 401K program.
• Flexible Time Off program and paid holidays.

The Los Angeles office of this premier, high-level finance firm splits its full-service practice into a number of areas, including: Litigation, Corporate, Tax, Environmental, Labor & Employment, and Real Estate. Many of the firm's top clients are investment banks, but, in recent years, the firm has expanded its intellectual property litigation practice. The firm offers an entrepreneurial, upbeat work environment and an opportunity to work with fun and interesting people. Candidates we have sent here return genuinely impressed with the firms attorneys overall competence. The firm offers top market pay, and not so coincidentally, associates often complain about high expectations for billable hours. The firm recently opened its first overseas office.