Mid-level Securities and Capital Markets Attorney

A law firm seeks a mid-level attorney with 4-8 years of experience to join its growing Securities and Capital Markets practice in the Rochester office. The ideal candidate will have a strong background in representing issuers and investment banks in both public and private offerings of securities, as well as advising publicly traded companies on compliance with federal securities regulations, corporate governance, and exchange listing standards. This position offers an excellent opportunity to work on complex securities matters and collaborate with a dynamic team while furthering your career in a supportive environment.

Duties:

• Represent issuers and investment banks in public and private securities offerings, including IPOs, secondary offerings, and private placements.
• Advise publicly traded companies on compliance with the Securities Exchange Act of 1934, including periodic reporting, disclosure obligations, and insider trading.
• Assist clients with corporate governance matters, including advising on board structure, shareholder rights, and compliance with stock exchange listing requirements.
• Draft and review registration statements, prospectuses, offering memoranda, and other securities-related documents.
• Provide counsel on mergers, acquisitions, and other corporate transactions with securities law implications.
• Collaborate with other attorneys and professionals within the firm to develop and execute strategic legal approaches.
• Maintain strong client relationships, providing timely, high-quality legal advice.
• Conduct legal research on securities law issues and stay updated on relevant industry changes and trends.

Requirements:

• 4-8 years of experience in securities and capital markets law, ideally within a law firm environment.
• Proven experience with public offerings, private placements, and advising on compliance with the Securities Exchange Act.
• Strong knowledge of federal securities regulations and corporate governance practices.
• Ability to manage multiple projects and deadlines in a fast-paced, team-oriented environment.
• Strong communication skills, with the ability to clearly explain complex legal concepts to clients and colleagues.
• A proactive attitude with an enthusiasm for client service and delivering excellent legal solutions.

Education:

• Juris Doctor (J.D.) degree from an accredited law school.

Certifications:

• Active membership in the bar (New York preferred but not required).

Skills:

• In-depth understanding of securities laws and regulations, including the Securities Act of 1933 and the Securities Exchange Act of 1934.
• Expertise in drafting and reviewing offering documents, registration statements, and SEC filings.
• Strong research and analytical skills.
• Excellent written and verbal communication abilities.
• Collaborative mindset with the ability to work effectively in a team.
• Strong attention to detail and ability to handle multiple matters simultaneously.

Benefits:

• Competitive compensation and benefits package, including health insurance, retirement plans, and professional development opportunities.
• Opportunity to work on high-profile matters within a dynamic and supportive work environment.

This is a great opportunity for an experienced attorney to take the next step in their career with a prestigious firm offering room for growth and development in the field of securities and capital markets law. If you’re passionate about this practice area and eager to make a meaningful impact, apply today!

This New York State firm offers business customers expertice in all major practice areas. Its clients include a distinguished list of banks, real estate, biotech, pharmaceutical and other companies. Despite the high quality of the work product, the work environment is relaxed and deliliberately collegial. Attorneys often work on each others' cases to help solve problems expeditiously and with as much intellectual input as possible. Pay scales are competitive for the region.