Financial Services Regulatory and Compliance Associate (Mid-Level)

Job Overview

A law firm seeks a mid-level Associate for their Financial Regulatory and Compliance Practice in Washington, D.C. The role offers the opportunity to work with a diverse range of clients across various industries, both domestically and internationally.

Duties

• Advise clients on financial services regulatory and compliance matters.
• Assist with licensing and chartering processes.
• Conduct legal research and analysis on financial regulations.
• Draft and review compliance-related documents.
• Collaborate with team members to provide comprehensive client service.

Requirements

• 3-5 years of experience in financial services regulatory and compliance.
• Knowledge of key financial services laws and regulations.
• Enforcement experience is a plus.
• Strong academic background and legal research skills.
• Admitted to or eligible for admission in the relevant jurisdiction.
• Fluency in Spanish preferred but not required.

Education

• Juris Doctor (JD) degree from an accredited law school.

Certifications

• Bar admission in the relevant jurisdiction.

Skills

• Excellent legal research, analysis, and writing skills.
• Strong attention to detail and commitment to client service.
• Proactive and team-oriented approach.

Benefits

• Health insurance with optional HSA.
• Short and long-term disability insurance.
• Dental and vision care.
• Life insurance.
• Healthcare and Dependent Care Flexible Spending Accounts.
• 401K plan.
• Vacation and sick time.
• Employee assistance program.
• Voluntary accident, life, disability, critical illness, and cancer insurance.
• Pet insurance.
• Commuter and transit programs in certain markets.

As one of the largest law firms in the U.S. with more than 40 offices, it was founded in 1967. This full-service firm provides legal representation in banking and finance, blockchain, corporate, cybersecurity, energy, entertainment, environmental, food, gaming, health care, real estate, tax, hospitality, and others. This innovative law firm creates creative and efficient strategies that enable to improve predictability, provide better insights, and deliver more value. The firm is committed to diversity and appreciates all backgrounds. Having a collaborative environment, the attorneys and staff have achieved significant results in the legal community. The firm provides new associates with high-level training in client management, business development, collaboration, and cultural skills. Offering unique professional opportunities, the firm empowers attorneys at all levels to shape their paths to success. The firm has developed a strong commitment to giving back to the community and strives to make a difference by leading, volunteering, and donating to a wide range of causes. The firm has numerous recognition awards and awards for its philanthropic giving, diversity, and innovation.