Mid-Level Capital Markets And Securities Associate Attorney

Job Title:
Mid-Level Capital Markets And Securities Associate Attorney

Job Overview:
A distinguished law firm located in Cincinnati, OH, is actively seeking a mid-level associate with 3-5 years of relevant experience to join its thriving Business Law division. The selected candidate will support a dynamic Capital Markets, Securities, and Corporate Governance practice, offering legal services to both regional and national clientele. This role involves working closely with a cross-office team on a broad range of public and private securities transactions and corporate governance matters.

Duties:

• Draft and review filings such as Forms 8-K, 10-Q, 10-K, S-1, S-3, S-4, registration statements, Section 16 forms, and proxy statements

• Advise on securities law compliance, disclosure obligations, and listing requirements

• Assist in structuring and executing public offerings and private placements

• Provide legal guidance in connection with mergers, acquisitions, and strategic corporate transactions

• Contribute to the preparation and maintenance of governance materials, including board minutes, committee charters, and policy frameworks

• Advise on shareholder meeting procedures and compliance obligations

• Coordinate and implement 10b5-1 trading plans and insider trading policies

• Support clients in corporate governance evaluations and initiatives

Requirements:

• 3 to 5 years of experience practicing law, with direct exposure to securities and capital markets matters

• Strong understanding of SEC regulations, disclosure rules, and market practices

• Proficiency in drafting complex legal documents and regulatory filings

• Demonstrated ability to manage competing deadlines in a high-volume, detail-driven environment

• Strong interpersonal and communication skills suitable for collaborative team settings

Education:

• Juris Doctor (J.D.) degree from an accredited law school

Certifications:

• Active license to practice law in the state of Ohio

Skills:

• Strategic thinking and analytical problem-solving

• Precision in written and verbal communication

• High attention to detail and organizational skills

• Ability to effectively navigate multi-disciplinary, cross-office teamwork

• Familiarity with corporate governance structures and compliance frameworks

Job Location:

• Cincinnati, OH

A preeminent firm with excellent name recognition and clout, this firm has been involved in many high-stakes, high-profile suits over the last few decades. Defying easy categorizations, though, associates at this firm also praise its commitment to work-life balance and the respectful mentorship delivered from senior partners. Additionally, this firm makes a strong showing in the of-the-moment privacy and data security arena, making it an excellent destination for those interested in this in-demand field.