Search All Finance Financial Services Regulation Attorney Jobs in New York

Job Overview A law firm seeks an attorney with 5-7 years of experience to join its Banking and Financial Services unit in New York, NY. This role focuses on financial regulatory and compliance matters, offering a chance to work with industry experts in a specialized practice. Duties Assist partners in federal and state regulatory investigations .... Legal

Job Overview A law firm seeks a midlevel Asset Management and Investment Funds Associate in New York, NY. The ideal candidate will have four to seven years of experience and expertise in registered funds, regulatory, or private funds spaces. This role offers opportunities for mentorship and increased responsibility. Duties Collaborate with .... Legal

Job Overview A law firm seeks an Associate with significant experience in Commodity Futures Trading Commission (CFTC) regulatory matters for their practice in New York City, NY. The successful candidate will advise clients on compliance with the Commodity Exchange Act (CEA) and CFTC Regulations, engage with emerging markets including digital .... Legal

Job Overview A law firm seeks a highly qualified Senior Associate for its Corporate Derivatives practice in New York, NY. The ideal candidate will have a minimum of 5 years of experience in transactional commodities, futures, and derivatives matters, working with investment managers, financial institutions, and emerging companies. Duties Advise .... Legal

Job Overview A law firm seeks a highly qualified Associate for their Corporate Investment Funds Regulatory Practice in New York, NY. The ideal candidate will have a minimum of 3 years of relevant asset management regulatory experience, with a strong understanding of the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Duties .... Legal

Job Overview A law firm seeks an Asset Management Associate to join the Regulatory & Enforcement practice in New York, NY. The ideal candidate will have three to six years of experience advising investment advisers, including private fund advisers, on regulatory and compliance matters under federal securities laws. Duties Advise investment .... Legal

Job Overview A law firm seeks a proactive Financial and Fintech Advisory Associate with at least 5 years of transactional experience for their New York, NY office. The ideal candidate will thrive in a fast-paced environment, managing multiple projects and contributing to a collegial team. Duties Advise on innovative transactions and regulatory .... Legal

Job Overview A law firm seeks a junior to mid-level associate with 2-4 years of experience to join their Fintech and Financial Advisory practice in New York City, NY. This role involves assisting clients in the financial services industry with payments, regulatory, licensing, and government enforcement matters. Duties Perform legal research on .... Legal

Job Overview A law firm seeks a Financial Regulatory Associate to join its Financial Services and Securities Enforcement Department in New York. The role involves advising clients on payments products, regulatory inquiries, and compliance obligations across domestic and international markets. Duties Advise on state and federal regulatory inquiries .... Legal

Job Overview A law firm seeks an attorney with 5-7 years of experience to join its Banking and Financial Services practice in New York, NY. This role involves working with partners on federal and state regulatory investigations, compliance management, and regulatory due diligence for financial services transactions. Duties Assist in federal and .... Legal