Investment Funds Regulatory Associate

Job Overview

A law firm seeks an experienced associate to join the regulatory practice of its Investment Funds Group in Chicago, IL. The role offers a dynamic experience, assisting fund sponsors with fundraising, transactions, and navigating SEC examination and enforcement matters.

Duties

• Review offering materials and fund governing documents.
• Advise clients on compliance with applicable rules and regulations.
• Prepare SEC filings and respond to examinations.

Requirements

• 2-4 years of investment funds-related regulatory experience at a global law firm.
• Strong familiarity with the Investment Advisers Act of 1940.
• Familiarity with the Investment Company Act of 1940 and Securities Act of 1933 preferred.
• Admitted to practice in Illinois.

Education

• Juris Doctor (JD) degree.

Certifications

• Licensed to practice law in Illinois.

Skills

• Strong analytical and communication skills.
• Ability to manage multiple tasks efficiently.

Benefits

• Comprehensive benefits package.

The Illinois law office is the biggest workplace of the firm. The time-honored law practice opened for business at this location one-hundred and three years ago. To date, there are six-hundred and fifty seasoned attorneys staffed at this location. There are eight areas of practice. Disciplines consist of litigation, corporate, real estate, intellectual property, restructuring, tax, employee benefits and tax-estates. The Midwest office received a LEED Silver Certification for their green interior design.