CFTC Regulatory Associate

Job Overview

A law firm seeks an Associate with significant experience in Commodity Futures Trading Commission (CFTC) regulatory matters for their practice in Houston, TX. The successful candidate will advise clients on compliance with the Commodity Exchange Act (CEA) and CFTC Regulations, engage with emerging markets, including digital currency, and collaborate on cross-disciplinary matters.

Duties

• Conduct legal research and draft memoranda on CEA and CFTC Regulations.
• Review and analyze proposed registrants and business models for compliance.
• Engage with new and emerging markets, especially digital currency.
• Assist in preparing regulatory filings and no-action letters.
• Collaborate on transactional, gaming, and litigation matters.
• Participate in client meetings and pitches.

Requirements

• At least 3 years of direct CFTC and CEA experience.
• Experience with DCM compliance issues, including prediction markets.
• Fluency in digital currency regulatory matters.
• Strong research, writing, and analytical skills.
• Ability to manage multiple assignments in a fast-paced environment.
• Excellent communication skills and eagerness to learn.
• Membership to the State Bar where the candidate will be located.
• Experience with SEC regulations valued, but not required.

Education

• Juris Doctor (J.D.) degree required.

Certifications

• State Bar membership required.

Skills

• Strong analytical and problem-solving skills.
• Excellent written and verbal communication.
• Ability to work collaboratively in a team environment.

Benefits

• Comprehensive health benefits including medical, dental, and vision.
• Mental well-being programs.
• Child, family, elder, and pet care benefits.
• Short- and long-term disability and parental leave benefits.
• Health savings account contributions and flexible spending accounts.
• 401K program.
• Flexible Time Off program and paid holidays.

Focusing on technology, infrastructure, and finance sectors worldwide, this firm offers solid solutions for every stage of a tech company's growth. The firm has litigated and appealed some of the most complex disputes for the world's major financial institutions. Working with the most innovative companies worldwide, the firm is known for its excellence, teamwork, perseverance, and innovation.