Senior Securities Associate Attorney or Counsel Job in Baltimore, MD Near Me - 223602 | BCGSearch.com

Senior Securities Associate Attorney or Counsel

Type Full-Time

Location Maryland - Baltimore

Job ID MHKE223602

Experience Level Midlevel Associate

Job Experience Min. 5 - Max. 18 Years

Ranking 4 : Medium to Large Business $$$$

Estimated Salary Highest Salary Band in the Market

Practice Areas Corporate - Securities and Capital Markets

2021-09-11 16:07:30

Baltimore office of a BCG Attorney Search Top Ranked Law Firm seeks a senior securities associate attorney or counsel with 5+ years of securities experience. The candidate should preferably have in-depth experience in the following areas: public company rules and regulations (Securities Act of 1933, the Securities Exchange Act of 1934); registration and listing of securities, debt obligations, and knowledge of NASDAQ and NYSE Rules; reporting on Forms 10-K, 10-Q, and 8-K; proxy statements for annual and special shareholder meetings; Section 16 Reporting (Forms 3, 4, and 5); compliance with Rule 144; Director and Officer Questionnaires; executive compensation disclosure issues; private placement of securities in compliance with federal and state registration exemptions and other private company rules; and director independence and related party transactions. Broker-Dealer, FINRA, and Investment Adviser Regulation experience is a plus. A portable book of business is also a plus.

A regional powerhouse firm with strong political history, this firm is regarded as the 15th Best Law Firm in the Mid-Atlantic. Associates value the work/life balance, the people, and the commitment to associate developments. The firm allows associates to work flexible hours while remaining omitted professionals. The firm?s focus is client and industry development, as well as collaborative culture, where each attorney ahs pledged to provide at least 25 hours of pro bono work. Compensation at this firm is competitive with peer firms in the region.

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