Securities and Regulatory Attorney Job in Red Bank, NJ Near Me - 166280 | BCGSearch.com

Securities and Regulatory Attorney

Type Full-Time

Location New Jersey - Red Bank

Job ID JPO7166280

Experience Level Midlevel Associate

Job Experience Min. 3 - Max. 11 Years

Ranking 3 : Mostly Business $$$

Estimated Salary Lower than Highest Salary Band in Market (Varies by Firm)

Practice Areas Litigation - Securities LitigationLitigation - Securities Litigation - DefenseLitigation - Securities Litigation - Plaintiffs

2019-12-09 07:45:08

Central NJ office of our client seeks securities attorney with 3+ years of advisory/litigation experience. The candidate should have knowledge of basics of SEC/FINRA rules/regulations including: supervision, AML/privacy cybersecurity best practices, regulatory developments - comment letters related commercial transitions. Experience in SEC, FINRA, state investigations, document production/responses, OTR/depositions, and regulatory proceedings and customer arbitrations are essential. Experience in drafting regulatory industry-specific operational agreements/documents; prior work on private placements, public offerings and compliance under 34 Act are preferred. Knowledge of equity, bond, futures markets are preferred. Some client contact and development past experience are needed. Must have NY and NJ Bar admission.

The candidate must have excellent academic credentials, strong organization, research, writing, communication, and analytical skills.

This growing firm has a team of over 70 attorneys specialized in practice areas required by corporations, entities, institutions, and individuals who control them. Its core practice areas include commercial real estate, education law, corporate transactions and business, education law, environmental law, intellectual property law, government strategies, litigation, labor and employment law, public law, tax, trusts, and estates. Headquartered in Lyndhurst, New Jersey, it has multiple offices in New Jersey, New York, and the District of Columbia.

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